Skipping axillary surgery when lymph nodes look normal on ultrasound after preoperative chemotherapy
Official title: No Axillary Surgical Treatment in Clinically Lymph Node Negative Patients on Ultrasonography After Neoadjuvant Chemotherapy: A Prospective, Phase III Clinical Trial
Run by Seoul National University Hospital · NCT06704945 · Data updated 2026-11-12
This trial tests whether skipping axillary lymph node surgery after neoadjuvant chemotherapy is safe for breast cancer patients whose lymph nodes look normal on ultrasound.
Quick facts
| Phase | Phase 3 |
|---|---|
| Study type | Interventional |
| Ages | 19 Years and up |
| Sex | Women only |
| Enrollment | 464 (estimated) |
| Sponsor | Seoul National University Hospital Academic / other |
| Drugs / interventions | chemotherapy, radiation |
| Locations | 1 site (Seoul) |
| Status | Recruiting |
| Started | June 4, 2025 |
| Main results expected | December 31, 2029 |
| Study ends | December 31, 2034 |
| Registry record updated | January 28, 2026 |
| Trial ID | NCT06704945 on ClinicalTrials.gov |
Is this trial a fit for you?
✓Likely a good fit
Women age 19 or older with invasive breast cancer who completed neoadjuvant chemotherapy, are clinically node-negative on post‑chemotherapy axillary ultrasound, and are scheduled for breast-conserving surgery with ECOG 0–2 may be eligible.
✕Probably not a fit
Patients who need mastectomy, have persistently positive axillary ultrasound, tumor size >5 cm after chemotherapy, bilateral disease, recent other cancers, or are pregnant/breastfeeding are unlikely to benefit from omitting axillary surgery in this protocol.
A plain-English reading of the study's rules. Only the study team can confirm whether you qualify.
What this trial studies
NEO-NAUTILUS is a prospective, multicenter, randomized phase III non-inferiority trial comparing omission of axillary lymph node surgery to sentinel lymph node biopsy in patients who are clinically node-negative on ultrasound after neoadjuvant chemotherapy. Participants who completed at least part of a planned NAC regimen and are planned for breast-conserving surgery are randomized to either no axillary surgery or standard sentinel node surgery. The primary endpoint is 5-year disease-free survival, with follow-up to detect recurrences and survival differences between arms. The trial builds on prior de-escalation work (e.g., SOUND, Z0011) and uses contemporary imaging and pathological response data to select patients.
Why it matters
Potential benefit: If successful, patients could avoid axillary surgery and its complications (like lymphedema and sensory loss) without reducing their chance of remaining cancer-free over five years.
How similar studies have gone: Previous randomized and single-arm studies (e.g., ACOSOG Z0011, NSABP B‑32, SOUND and several post‑NAC single-arm cohorts) support safe omission of axillary surgery in selected patients, but randomized phase III data specifically after neoadjuvant chemotherapy have been limited until now.
Who can join: the full rules
Show full inclusion / exclusion criteria
Inclusion Criteria: * Women aged ≥19 years. * Histologically confirmed invasive breast carcinoma treated with neoadjuvant chemotherapy. * Clinical staging prior to NAC: cT1-3, cN0, M0 (AJCC 8th Edition). * If pre-NAC staging is cT1-3, cN1, M0, must meet the following criteria: 1. HER2-positive or triple-negative breast cancer (TNBC). 2. At least 30% reduction in tumor size on MRI after NAC (comparing pre- and post-NAC MRI). * Negative axillary lymph node status on ultrasound after NAC. * Planned for breast-conserving surgery with completed neoadjuvant chemotherapy (at least half the planned regimen must be completed). * ECOG performance status of 0-2. * Signed written informed consent before enrollment. Exclusion Criteria: * History of any cancer within the past 5 years. * Bilateral breast cancer. * Patients requiring mastectomy. * Tumor size \>5 cm after NAC. * Male breast cancer. * Pregnant or breastfeeding women. * Inability to understand and complete questionnaires.
Where it's running
-
Seoul National University Hopsital
Seoul, South Korea Recruiting
Study contacts
- Study coordinator: Wonshik Han, MD, PhD.
- Email: hanw@snu.ac.kr
- Phone: 82-2-3461-6060
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How to take part
- Review the eligibility criteria above with your treating physician.
- Check the official listing on ClinicalTrials.gov for the latest contact details and recruitment status.
- Contact the study coordinator or principal investigator to ask for pre-screening. Pre-screening is free and never obligates you to enroll.