Using Botox to treat swallowing difficulties caused by muscle dysfunction

Efficacy and Safety of Onabotulinum Toxin A (Botox) Injections in the Upper Esophageal Sphincter for the Treatment of Pharyngo-esophageal Dysphagia Due to Cricopharyngeal Dysfunction- A Randomized Double Blinded Placebo Controlled Trial

Phase2; Phase3 Interventional All India Institute of Medical Sciences, New Delhi · NCT04695600

This study is testing if Botox injections can help people with swallowing problems caused by muscle issues related to conditions like stroke and multiple sclerosis.

Quick facts

PhasePhase2; Phase3
Study typeInterventional
Enrollment100 (estimated)
Ages14 Years and up
SexAll
SponsorAll India Institute of Medical Sciences, New Delhi Academic / other
Locations1 site (New Delhi, Delhi)
Trial IDNCT04695600 on ClinicalTrials.gov

What this trial studies

This clinical trial investigates the efficacy of Onabotulinum Toxin A (Botox) injections in treating transfer dysphagia, particularly in patients with neurological conditions such as stroke and multiple sclerosis. The study aims to address the dysfunction of the cricopharyngeus muscle, which can lead to significant swallowing difficulties. Participants will undergo a series of assessments, including video fluoroscopy and esophageal manometry, to evaluate their swallowing function before and after the treatment. The trial seeks to provide randomized controlled evidence on the safety and effectiveness of this intervention.

Who should consider this trial

Good fit: Ideal candidates include patients aged 14 and older with swallowing dysfunction due to central nervous system issues and a modified Rankin scale score of 3 or less.

Not a fit: Patients with diagnosed neuromuscular disorders of the peripheral nervous system or amyotrophic lateral sclerosis (ALS) may not benefit from this treatment.

Why it matters

Potential benefit: If successful, this treatment could significantly improve swallowing function and quality of life for patients suffering from dysphagia due to cricopharyngeal dysfunction.

How similar studies have performed: While there have been numerous case reports on this treatment, this study is necessary as there are currently no randomized controlled trials demonstrating its efficacy.

Eligibility criteria

Show full inclusion / exclusion criteria
Inclusion Criteria:

* Patients attending neurology OPD with swallowing dysfunction due to central nervous system dysfunction
* At least 14 years of age of all sexes
* mRS (modified Rankin scale) of ≤3 at time of study enrolment
* In case of post stroke dysphagia, at least 6 months have passed following stroke
* Willing to undergo swallowing assessment clinically and with video fluoroscopy, flexible upper GI endoscopy and esophageal manometry before and after the injection
* Above investigations show impaired cricopharyngeal relaxation, adequate pharyngeal strength and anterocephalad laryngeal movement
* Ready to provide consent for Botulinum neurotoxin injection.
* Willing to adhere to protocol and comply with follow up visits
* No major neurologic or systemic medical condition that reduces life expectancy to less than 1 year based on clinical prediction scores

Exclusion Criteria:

* Diagnosed cases of neuromuscular disorders of the peripheral nervous system and ALS
* mRS at time of enrolment \>3
* Patients with expected life expectancy less than 1 year due to primary disease or co morbidity based on clinical prediction scores
* Known allergy to botulinum neurotoxin or its preservatives/excipients
* Received botulinum toxin for any indication in the last 12 weeks
* Those with known antibodies against Botulinum neurotoxin A
* Those who underwent myotomy of the cricopharyngeus muscle
* Those who had undergone procedures like denervation of the cervical musculature
* Dysphagia of other causes not fulfilling inclusion criteria
* Women of childbearing potential who are not using adequate contraception or who are pregnant and lactating
* Not willing to provide consent

Where this trial is running

New Delhi, Delhi

Study contacts

How to participate

  1. Review the eligibility criteria above with your treating physician.
  2. Visit the official trial page on ClinicalTrials.gov for the most current contact information and recruitment status.
  3. Contact the listed study coordinator or principal investigator to request pre-screening. Pre-screening is free and never obligates you to enroll.
Conditions Transfer DysphagiaOropharyngeal DysphagiaCricopharyngeus Muscle DysfunctionDysphagia, Late Effect of StrokeBotulinum toxinCricopharyngeal dysfunction
Last reviewed 2026-06-09 by the Find a Trial editorial team. Information on this page is for educational purposes and is not medical advice. Always consult qualified healthcare professionals about clinical trial participation.