Omitting surgery for low-risk HER2-positive breast cancer after treatment

Omission of Surgery and Sentinel Lymph Node Dissection in Clinically Low-risk HER2positive Breast Cancer With High HER2 Addiction and a Complete Response Following Standard Anti-HER2-based Neoadjuvant Therapy

Phase 2 Interventional Fundacio Clinic Barcelona · NCT04578106

This study is testing whether women with low-risk HER2-positive breast cancer who have responded well to treatment can skip surgery and still stay healthy.

Quick facts

PhasePhase 2
Study typeInterventional
Enrollment17 (estimated)
Ages40 Years and up
SexFemale
SponsorFundacio Clinic Barcelona Academic / other
Drugs / interventionstrastuzumab, pertuzumab
Locations1 site (Barcelona)
Trial IDNCT04578106 on ClinicalTrials.gov

What this trial studies

This clinical trial investigates the possibility of omitting surgery in women with clinically low-risk HER2-positive breast cancer who have achieved a complete response following standard anti-HER2-based neoadjuvant therapy. The study focuses on patients with high HER2 addiction and evaluates their loco-regional invasive disease-free survival over three years without undergoing surgery. Participants will be assessed using imaging techniques and biopsies to confirm their response to treatment. The trial is conducted at a single center and aims to provide insights into the safety and efficacy of this approach.

Who should consider this trial

Good fit: Ideal candidates are women aged 40 and older with histologically confirmed HER2-positive, ERBB2-high breast cancer who have achieved a complete response to neoadjuvant therapy.

Not a fit: Patients with more advanced disease, nodal involvement, or those who do not meet the specific HER2 and ERBB2 criteria may not benefit from this study.

Why it matters

Potential benefit: If successful, this approach could reduce the need for surgery in certain breast cancer patients, minimizing physical and emotional burdens.

How similar studies have performed: While the approach of omitting surgery in breast cancer is novel, similar studies have shown promising results in specific patient populations, indicating potential for success.

Eligibility criteria

Show full inclusion / exclusion criteria
Inclusion Criteria:

1. Female participants who are at least 40 years of age on the day of signing the informed consent form with histologically confirmed diagnosis of breast cancer.
2. A participant is eligible to participate if she is not pregnant, not breastfeeding.
3. The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.
4. Histologically confirmed invasive adenocarcinoma of the breast, with all of the following characteristics:

   * HER2-positive status by local determination according to 2018 ASCO/CAP guidelines.
   * PAM50 HER2-enriched subtype and ERBB2-high as predefined cutoff as per central determination.
   * Unifocal invasive carcinoma: only 1 invasive focus can be observed (the tumor focus containing or not containing an in situ component)
   * Tumor largest diameter ≤4 cm as defined by breast MRI.
   * No nodal involvement (i.e. cN0). Any suspicious axillary node by ultrasound must be biopsied. If the biopsy or the FNA is negative of tumor cells, patient is eligible.
   * No evidence of distant metastasis (M0) by routine clinical assessment.
5. Patient must have known ER and PR status locally determined prior to study entry.
6. Eligible for taxane therapy.
7. Willingness of the patient to omit surgery if all criteria are met following neoadjuvant therapy.
8. Estimated life expectancy of at least 5 years irrespective of the diagnosis of breast cancer.
9. Breast cancer eligible for primary surgery
10. Have provided archival tumor tissue sample or newly obtained core. Formalin-fixed,paraffin embedded (FFPE) tissue blocks are mandatory. Available pre-treatment FFPE core biopsy evaluable for PAM50 or possibility to obtain one.
11. Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1.
12. Ability and willingness to comply with study visits, treatment, testing and to comply with the protocol.
13. Have adequate organ function.

Exclusion Criteria:

1. Has received prior anti-cancer therapy, including investigational agents, or treatment for primary invasive breast cancer.
2. Known hypersensitivity to any of the excipients of trastuzumab, pertuzumab, TDM1 or paclitaxel.
3. Clinical stage II, III or IV.
4. History of radiotherapy in the ipsilateral breast or axilla.
5. History of surgery of the ipsilateral axilla.
6. Bilateral invasive breast cancer.
7. Infiltrating lobular carcinoma.
8. Multicentric or multifocal breast cancer, defined as the presence of two or more foci of cancer in the same or different quadrants of the same breast.
9. Patients who have undergone sentinel lymph node biopsy prior to study treatment.
10. Patient has active cardiac disease or a history of cardiac dysfunction
11. Has an active infection requiring systemic therapy.

13. Patients with a history of previous breast cancer are excluded.

Where this trial is running

Barcelona

Study contacts

How to participate

  1. Review the eligibility criteria above with your treating physician.
  2. Visit the official trial page on ClinicalTrials.gov for the most current contact information and recruitment status.
  3. Contact the listed study coordinator or principal investigator to request pre-screening. Pre-screening is free and never obligates you to enroll.
Conditions HER2-positive Breast CancerStage I Breast CancerBreast CancerHer2-positivePertuzumabTrastuzumabOmission surgery
Last reviewed 2026-06-13 by the Find a Trial editorial team. Information on this page is for educational purposes and is not medical advice. Always consult qualified healthcare professionals about clinical trial participation.