Using AeriSeal to treat collateral ventilation in severe emphysema patients
Official title: An Evaluation of the AeriSeal System for CONVERTing Collateral Ventilation Status in Patients With Severe Emphysema: The CONVERT II Trial
Run by Pulmonx Corporation · NCT06035120 · Data updated 2026-11-12
This study is testing if the AeriSeal treatment can help people with severe emphysema breathe better by improving airflow in their lungs.
Quick facts
| Study type | Interventional |
|---|---|
| Ages | 40 Years to 80 Years |
| Sex | All |
| Enrollment | 200 (estimated) |
| Sponsor | Pulmonx Corporation Industry-sponsored |
| Locations | 38 sites (Phoenix, Arizona and 37 other locations) |
| Status | Recruiting |
| Started | February 22, 2024 |
| Main results expected | June 30, 2027 |
| Study ends | March 31, 2028 |
| Registry record updated | September 17, 2026 |
| Trial ID | NCT06035120 on ClinicalTrials.gov |
Is this trial a fit for you?
✓Likely a good fit
Ideal candidates are adults aged 40 to 80 with severe heterogeneous emphysema and confirmed collateral ventilation.
✕Probably not a fit
Patients with mild emphysema or those who do not meet the specific eligibility criteria will likely not benefit from this study.
A plain-English reading of the study's rules. Only the study team can confirm whether you qualify.
What this trial studies
This clinical trial evaluates the AeriSeal System's effectiveness in converting collateral ventilation status in patients with severe emphysema. It involves a prospective, open-label, multi-center approach enrolling up to 200 subjects who will receive AeriSeal Foam in the target lobe. The study will assess the conversion of collateral ventilation status using the Chartis Pulmonary Assessment System, followed by placement of a Zephyr Valve for bronchoscopic lung volume reduction if successful. Participants will be monitored for 24 months post-treatment to evaluate safety and effectiveness.
Why it matters
Potential benefit: If successful, this treatment could significantly improve lung function and quality of life for patients with severe emphysema.
How similar studies have gone: Previous studies have shown promise in using bronchoscopic techniques for lung volume reduction, but the AeriSeal approach is relatively novel.
Who can join: the full rules
Show full inclusion / exclusion criteria
Inclusion Criteria:
1. Subject is willing and able to provide informed consent and to participate in the study.
2. Subject is aged ≥ 40 and ≤ 80 years at the time of the ICF signature date.
3. Subject has completed a documented pulmonary rehabilitation (in clinic or home-based) program within 12 months prior to Baseline.
4. Subject has stopped smoking for at least 8 weeks prior to the ICF signature date as confirmed by carboxyhemoglobin or cotinine levels.
5. Subject has a recent HRCT meeting the scan parameter requirements and performed within 3 months of the ICF signature date with the following findings at -910 Hounsfield Units:
1. At least one (1) lobe with segmental emphysema destruction score ≥ 50%.
2. Subject has heterogenous emphysema, defined as difference in emphysema destruction score of ≥ 15 between the density scores of the target lobe and the ipsilateral non-target lobe(s) per QCT report with % voxel density of \< -910 HU. For non-target lobes that include the RML, calculate the combination of non-target lobes as a single density score using volume-weighted percent.
3. LUL, LLL, RUL, RLL, or RUL+RML are targets for valve intervention.
4. Subject has a gap in the interlobar fissure that corresponds to one or more segments and the fissure(s) contacting the target lobe is ≥ 80% complete per QCT report.
5. Subject has 98% of the fissure gap confined to a maximum of 3 segments within the target lobe per Fissure Targeting Report (FTR).
6. Subject has 6MWD ≥ 150 m and ≤ 450 m.
7. Subject has clinically significant dyspnea with an mMRC score of ≥ 2.
8. Subject has post-bronchodilation FEV1 ≥ 15% predicted and ≤ 45% predicted.
9. Subject has an FEV1/FVC ratio of \< 0.7.
10. Subject has post-bronchodilation TLC, measured by body plethysmography, ≥ 100% predicted.
11. Subject has post-bronchodilation RV ≥ 175% predicted, measured by body plethysmography.
12. Subject has post-bronchodilation DLCO ≥ 20% predicted.
13. Subject has received preventative vaccinations against potential respiratory infections, including COVID-19, consistent with local recommendation or policy.
14. Subject is on optimal medical management for more than one month prior to the ICF signature date.
15. Subject has collateral ventilation (CV+) as confirmed per the Chartis assessment prior to the AeriSeal Index Procedure.
Exclusion Criteria:
1. Subject has prior lung volume reduction surgery, lobectomy or pneumonectomy, lung transplantation, airway stent placement, pleurodesis, or BLVR of any type, except BLVR using Zephyr Valve with \< 50% TLVR at 6 months, followed by valve removal \> 6 months prior to ICF signature date.
2. Subject has visible radiological abnormality on HRCT scan such as pulmonary nodule greater than 0.8 cm in diameter (does not apply, if present for 2 years or more without increase in size or if deemed benign by biopsy) or active pulmonary infection (e.g., unexplained parenchymal infiltrate, significant interstitial lung disease or significant pleural disease).
3. Post-COVID-19 pathology on CT, including ground glass opacities with or without consolidation, adjacent pleura thickening, interlobular septal thickening, or air bronchograms.
4. Large bullae encompassing greater than 1/3 of the total lung.
5. Subject had 3 or more COPD exacerbations requiring hospitalization within 12 months preceding the ICF signature date or a COPD exacerbation requiring hospitalization within 8 weeks of the ICF signature date. Subjects may be re-considered for future enrollment.
6. Subject has asthma as their primary diagnosis.
7. Subject has chronic bronchitis (defined as greater than 4 tablespoons of sputum production per day) as their primary diagnosis.
8. Subject has clinically significant bronchiectasis.
9. Subjects with evidence of active respiratory infection should be considered for enrollment only after satisfactory resolution.
10. Subject requires invasive ventilatory support. Note: The use of Continuous Positive Airway Pressure (CPAP) or BiPAP devices for sleep apnea is permitted.
11. Subject has severe gas exchange abnormalities as defined by any one of the following tests, conducted at rest, on room air, as tolerated.
* PaCO2 ≥ 50 mm Hg (6.7 kPa)
* PaO2 \< 45 mm Hg (6.0 kPa)
12. Subject has pulmonary hypertension, defined as mean pulmonary systolic pressure \> 45 mm Hg.
13. Subject has known documented alpha-1 antitrypsin deficiency.
14. Subject has clinically significant hematological disorder.
15. Subject has recent significant unplanned or unexplained weight loss or other relevant comorbidities considered by the investigator to be potentially confounding or limiting to the subject's participation in the study.
16. Subject has non-atrial arrhythmias or conduction abnormalities on EKG.
17. Subject has high cardiac risk after undergoing cardiac risk assessment in accordance with published guidelines (Fleisher 2007) or has ischemic heart disease, congestive heart failure, cerebrovascular disease (stroke or TIA within 6 months of the ICF signature date), serum creatinine \> 2.0 mg/dL (177 μmol/L), or left ventricular ejection fraction (LVEF) \< 45% on echocardiogram.
18. Subject has uncontrolled exercise induced syncope.
19. Subject has evidence of severe disease which in the judgment of the investigator may compromise the anticipated treatment effect or the subject's survival for the duration of at least 12 months.
20. Subject has any other condition that the investigator believes would interfere with the intent of the study or would make participation not in the best interest of the subject including but not limited to alcoholism, high risk for drug abuse, or noncompliance in returning for follow-up visits.
21. Subject cannot tolerate corticosteroids or relevant antibiotics.
22. Subject use of systemic corticosteroids \> 20 mg/day prednisolone or equivalent within four (4) weeks of the ICF signature date. Subjects may be re-considered for future enrollment.
23. Subject use of immunosuppressive agents within four (4) weeks of the ICF signature date. Subjects may be re-considered for future enrollment.
24. Subject is unable to temporarily discontinue heparins and oral anticoagulants (e.g., warfarin, dicumarol) according to local pre-procedural protocols. Note: Antiplatelet drugs including aspirin, thienopyridines and ticagrelor are permitted.
25. Subject has allergy or sensitivity to medications required to safely perform bronchoscopy under conscious sedation or general anesthesia.
26. Subject has known allergy to the following device components: Polyether block amide (PEBAX), Polyvinyl Alcohol or Glutaraldehyde, Nitinol (nickel-titanium) or its constituent metals (nickel or titanium) or Silicone.
27. Subject is a female who is pregnant (positive βHCG Pregnancy test), breast-feeding, or planning to be pregnant in the next 12 months.
28. Subject has Body Mass Index \< 18 kg/m2 or \> 35 kg/m2.
29. Subject participated in an investigational study of a drug, biologic, or device not currently approved for marketing within 30 days prior to the ICF signature date. Note: Subjects being followed as part of a long-term surveillance of a non-pulmonary study that has reached its primary endpoint are eligible for participation in this study.
Where it's running
-
Banner University Medical Center
Phoenix, Arizona, United States Recruiting -
UCHealth - Medical Center of the Rockies
Loveland, Colorado, United States Recruiting -
Saint Francis Hospital and Medical Center (Trinity Health of New England)
Hartford, Connecticut, United States Recruiting -
Orlando Health
Orlando, Florida, United States Recruiting -
Northwestern University
Chicago, Illinois, United States Recruiting -
University of Chicago Medical Center
Chicago, Illinois, United States Recruiting
Show 32 more locations
-
OSF Saint Francis Medical Center
Peoria, Illinois, United States Recruiting -
University of Kentucky
Lexington, Kentucky, United States Recruiting -
Beth Israel Deaconess Medical Center
Boston, Massachusetts, United States Recruiting -
Henry Ford Hospital
Detroit, Michigan, United States Recruiting -
Penn Medicine
Philadelphia, Pennsylvania, United States Recruiting -
Temple University
Philadelphia, Pennsylvania, United States Recruiting -
Allegheny General Hospital
Pittsburgh, Pennsylvania, United States Recruiting -
University of Pittsburgh Medical Center (UPMC)
Pittsburgh, Pennsylvania, United States Recruiting -
Fort Sanders Regional Medical Center (StatCare)
Knoxville, Tennessee, United States Recruiting -
University of Texas Southwestern
Dallas, Texas, United States Recruiting -
Inova Fairfax Hospital
Falls Church, Virginia, United States Recruiting -
Medical College of Wisconsin (MCW)
Milwaukee, Wisconsin, United States Recruiting -
Royal Adelaide Hospital
Adelaide, Australia, Australia Recruiting -
Wesley Hospital
Brisbane, Australia, Australia Recruiting -
Macquarie University
Macquarie Park, Australia, Australia Recruiting -
Klinik Floridsdorf
Vienna, Austria, Austria Recruiting -
CHU Limoges
Limoges, France, France Recruiting -
Hopital Bichat-APHP
Paris, France, France Recruiting -
CHRU Strasbourg
Strasbourg, France, France Recruiting -
CHU Toulouse
Toulouse, France, France Recruiting -
Ruhrlandklink, Uni Essen
Essen, Germany, Germany Recruiting -
Universitätsklinikum Halle
Halle, Germany, Germany Recruiting -
Asklepios Klinik Barmbek
Hamburg, Germany, Germany Recruiting -
Thoraxklinik am Universitats klinikum Heidelberg
Heidelberg, Germany, Germany Recruiting -
Lungenklinik Hemer
Hemer, Germany, Germany Recruiting -
ASST Spedali Civili, University Hospital
Brescia, Italy, Italy Recruiting -
University Medical Center Groningen
Groningen, Netherlands, Netherlands Recruiting -
Hospital Universitario y Politecnico La Fe
Valencia, Spain, Spain Recruiting -
Royal Brompton Hospital
London, England, United Kingdom Recruiting -
Brigham Lung Center
Boston, Massachusetts, United States Withdrawn -
Cleveland VA Northeast
Cleveland, Ohio, United States Withdrawn -
Rigshospitalet
Copenhagen, Denmark, Denmark Withdrawn
Study contacts
- Study coordinator: Christina Kutzavitch, PhD
- Email: ckutzavitch@pulmonx.com
- Phone: +1 650-216-0134
Similar studies
Other studies for the same condition or treatment. Recruiting studies are listed first.
-
Endobronchial thermal liquid ablation for treating emphysema
This study is testing a new treatment called endobronchial thermal liquid ablation to see if it can safely help people with severe emphysema breathe better and improve their quality of life.
-
Unilateral vs bilateral lung volume reduction surgery for emphysema
This trial tests whether operating on one lung or both lungs provides better breathing and quality of life for adults with severe emphysema due to COPD.
-
Implant to help adults with severe emphysema
This study will test whether an implantable artificial bronchus can improve breathing and safety in adults with severe COPD/emphysema.
-
PiMZ Longitudinal Cohort: tracking lung changes in PiMZ Alpha-1 patients
This project will test whether CT lung density and blood or sputum biomarkers can predict worsening emphysema over three years in adults with PiMZ alpha-1 antitrypsin deficiency and COPD.
-
Effect of endobronchial valves on diaphragm movement in COPD patients
This study tests if putting in endobronchial valves can help improve diaphragm movement in people with COPD and see if that leads to better breathing and overall health.
-
Using ultrasound to evaluate lung diseases
This study is testing whether lung ultrasound can help doctors better understand and monitor lung diseases like interstitial lung disease and COPD in both hospital patients and those visiting outpatient clinics.
How to take part
- Review the eligibility criteria above with your treating physician.
- Check the official listing on ClinicalTrials.gov for the latest contact details and recruitment status.
- Contact the study coordinator or principal investigator to ask for pre-screening. Pre-screening is free and never obligates you to enroll.