Clinical trial Phase 3 Interventional Ages 18 and up

Testing Immunotherapy Versus Observation in Patients With HPV Throat Cancer

Run by National Cancer Institute (NCI) · NCT03811015 · Data updated 2026-11-12

Fully enrolled, still running. This study is not taking new participants. Its registered completion date is 2030-01-31.

This phase III trials studies whether maintenance immunotherapy (nivolumab) following definitive treatment with radiation and chemotherapy (cisplatin) result in significant improvement in overall survival (time being alive) and progression-free survival (time being alive without cancer) for patients with intermediate risk human papillomavirus (HPV) positive oropharynx cancer (throat cancer) that has spread to nearby tissue or lymph nodes. Drugs used in chemotherapy such as cisplatin work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from div…

Quick facts

PhasePhase 3
Study typeInterventional
Ages18 Years and up
SexAll
Enrollment636 (estimated)
SponsorNational Cancer Institute (NCI)
NIH
Drugs / interventionsBiospecimen Collection, Cisplatin, Computed Tomography, Echocardiography Test, Fludeoxyglucose F-18, Intensity-Modulated Radiation Therapy, Nivolumab, Patient Observation, Positron Emission Tomography
Locations727 sites (United States)
Trial IDNCT03811015 on ClinicalTrials.gov

What this trial studies

PRIMARY OBJECTIVE: I. To assess the efficacy of concurrent definitive therapy followed by nivolumab compared with concurrent definitive therapy followed by observation in terms of overall survival (OS). SECONDARY OBJECTIVES: I. To further assess the efficacy of nivolumab compared with observation in terms of: Ia. To evaluate treatment effect within the subset of patients tested as PD-L1+ . Ib. To evaluate the prognostic effect of baseline saliva and/or plasma HPV status . Ic. To evaluate the prognostic effect of mutation burden among patients on the nivolumab arm. Id. To evaluate the association of 12-week post therapy fludeoxyglucose F-18 (FDG) positron emission tomography(PET)/computed tomography (CT) OS and progression free survival (PFS). Ie. To establish the prognostic value of standardized uptake value (SUV) max of primary tumor or neck nodal metastasis of baseline FDG PET/CT for OS (and/or PFS). If. To correlate SUV max of primary tumor or nodal metastasis of baseline FDG PET/CT with PD-L1 expression (positive versus \[vs.\] negative). Ig. To compare the PET based therapy response assessment (Hopkins criteria) to the Response Evaluation Criteria in Solid Tumors (RECIST) 1.1 assessment at 12 week post chemoradiation therapy, for patients who have a PET/CT scan at 12 weeks. II. To assess the efficacy of concurrent definitive therapy followed by nivolumab in terms of progression free survival (PFS). OUTLINE: Patients are randomized to Arm A or Arm B. Patients …

Who can join: the full rules

Show full inclusion / exclusion criteria
Inclusion Criteria:

* STEP 1: Age \>= 18 years
* STEP 1: Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
* STEP 1: Patients must have oropharynx cancer (American Joint Committee on Cancer \[AJCC\] 8) that is p16-positive by immunohistochemistry OR p16 equivocal by IHC and HPV positive by in situ hybridization with the following criteria: \>= 10 pack-years, stage T1-2N2-N3 or T3-4N0-3 (less than 10 pack-years is considered a non-smoker) OR \< 10 pack-years, stage T4N0-N3 or T1-3N2-3
* STEP 1: Patients must not have known hypersensitivity to nivolumab or compounds of similar chemical or biologic composition.
* STEP 1: Patients with a history of allergic reactions attributed to platinum-based chemotherapy agents are excluded.
* STEP 1: Patients must not have had prior systemic therapy, radiation treatment or surgery for p16 positive oropharyngeal squamous cell carcinoma (OPSCC).

  * NOTE: Patients who had resection of T1 or T2 carcinoma with no radiation or chemotherapy are eligible if surgery was done 5 years prior to enrollment
* STEP 1: Patients must not have received previous irradiation for head and neck tumor, skull base, or brain tumors.
* STEP 1: Patients must not receive investigational agents within 4 weeks of enrollment or at any time while on study.
* STEP 1: Patients with evidence of distant metastases or leptomeningeal disease (LMD) are excluded.
* STEP 1: Patients with uncontrolled inter-current illnesses which in the opinion of the investigator will interfere with the ability to undergo therapy including chemotherapy are excluded.
* STEP 1: Patients with a history of prior or second malignancy are excluded, with the exception of curatively treated non-melanoma skin cancer, or curatively treated cervical cancer; additionally, patients curatively treated for malignancy who remain disease-free at \> 2 years of follow up, are not excluded.
* STEP 1: Absolute neutrophil count (ANC) \>= 1500/mm\^3 (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Hemoglobin (Hgb) \>= 8.0 g/dL (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Platelet count \>= 100,000/mm\^3 (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Creatinine clearance of \>= 60 ml/min (must be obtained =\< 2 weeks prior to randomization). Creatinine clearance may be measured or calculated. If calculating, creatinine clearance, use the Cockcroft-Gault formula.
* STEP 1: Total bilirubin within 1.5 times the normal limits (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Serum glutamic oxaloacetic transaminase (SGOT) (aspartate aminotransferase \[AST\]) or serum glutamate pyruvate transaminase (SGPT) (alanine aminotransferase \[ALT\]) within 2.0 times the normal limits (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Alkaline phosphatase within 2.0 times the normal limits (must be obtained =\< 2 weeks prior to randomization).
* STEP 1: Patients must not be pregnant or breast-feeding as chemotherapy, radiation, and immunotherapy may have possible teratogenicity effects; in addition, complications from pregnancy may interfere with the ability of patients to have an uninterrupted therapy. All patients of childbearing potential must have a blood test or urine study within 2 weeks prior to randomization to rule out pregnancy. A patient of childbearing potential is any patient, regardless of whether they have undergone tubal ligation, who meets the following criteria: 1) has achieved menarche at some point, 2) has not undergone a hysterectomy or bilateral oophorectomy or 3) has not been naturally postmenopausal (amenorrhea following cancer therapy does not rule out childbearing potential) for at least 24 consecutive months (i.e., has had menses at any time in the preceding 24 consecutive months).
* STEP 1: Patients of childbearing potential must use an accepted and effective method of contraception or abstain from sexual intercourse for at least one week prior to the start of treatment, and continue for 5 months after the last dose of protocol treatment. Patients must also not donate ova during this same time period.
* STEP 1: Patients must have measurable disease
* STEP 1: Patients must have tumor measurements with CT of neck and CT of chest (or CT of neck and FDG PET/CT if standard of care) within 4 weeks prior to Step 1 randomization.
* STEP 1: Patients with active autoimmune disease or history of autoimmune disease that might recur, which may affect vital organ function or require immune suppressive treatment including systemic corticosteroids, should be excluded. These include but are not limited to patients with a history of immune related neurologic disease, multiple sclerosis, autoimmune (demyelinating) neuropathy, Guillain-Barre syndrome, myasthenia gravis; systemic autoimmune disease such as systemic lupus erythematosus (SLE), connective tissue disease, scleroderma, inflammatory bowel disease (IBD), Crohn's, ulcerative colitis, hepatitis; and patients with a history of toxic epidermal necrolysis (TEN), Stevens-Johnson syndrome, or phospholipid syndrome should be excluded because of the risk of recurrence or exacerbation of disease. Patients with vitiligo, endocrine deficiencies including thyroiditis managed with replacement hormones including physiologic corticosteroids are eligible. Patients with rheumatoid arthritis and other arthropathies, Sjogren's syndrome and psoriasis controlled with topical medication and patients with positive serology, such as antinuclear antibodies (ANA), anti-thyroid antibodies should be evaluated for the presence of target organ involvement and potential need for systemic treatment but should otherwise be eligible.
* STEP 1: Patients are permitted to enroll if they have vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger (precipitating event).
* STEP 1: Patients must not have a condition requiring systemic treatment with either corticosteroids (\> 10 mg/day prednisone equivalents) or other immunosuppressive medications which are expected to continue during nivolumab administration. Inhaled or topical steroids and adrenal replacement doses \> 10 mg/day prednisone equivalents are permitted in the absence of active autoimmune disease
* STEP 1: Patients with evidence of chronic hepatitis B virus (HBV) infection, the HBV viral load must be undetectable on suppressive therapy, if indicated
* STEP 1: Patients with a history of hepatitis C virus (HCV) infection must have been treated and cured. For patients with HCV infection who are currently on treatment, they are eligible if they have an undetectable HCV viral load
* STEP 1: Patients with a known history of testing positive for human immunodeficiency virus (HIV) or known acquired immunodeficiency syndrome (AIDS) must have no detectable viral load on a stable antiviral regimen
* STEP 1: Patients must not be receiving any other investigational agents.
* STEP 1: Patient must not have a baseline clinically significant hearing loss, which in the opinion of the investigator would preclude the use of cisplatin
* STEP 2: Patients must have progression per RECIST criteria AND tissue-proven progression on Arm B treatment within 12 months after completion of radiation therapy.
* STEP 2: ECOG performance status of 0 or 1.
* STEP 2: Patients must not have known hypersensitivity to nivolumab or compounds of similar chemical or biologic composition.
* STEP 2: Patients must not have received non-protocol anti-cancer therapy after completion of radiation and chemotherapy.
* STEP 2: ANC \>= 1500/mm\^3 (must be obtained =\< 2 weeks prior to registration).
* STEP 2: Hgb \>= 8.0 g/dL (must be obtained =\< 2 weeks prior to registration).
* STEP 2: Platelet count \>= 100,000/mm\^3 (must be obtained =\< 2 weeks prior to registration).
* STEP 2: Creatinine within institutional limits of normal (must be obtained =\< 2 weeks prior to registration)
* STEP 2: Total bilirubin within 1.5 times the normal limits (must be obtained =\< 2 weeks prior to registration).
* STEP 2: SGOT (AST) or SGPT (ALT) within 2.0 times the normal limits (must be obtained =\< 2 weeks prior to registration).
* STEP 2: Alkaline phosphatase within 1.5 times the normal limits (must be obtained =\< 2 weeks prior to registration).
* STEP 2: Patients must not be pregnant or breast-feeding as chemotherapy, radiation, and immunotherapy may have possible teratogenicity effects; in addition, complications from pregnancy may interfere with the ability of patients to have an uninterrupted therapy. All patients of childbearing potential must have a blood test or urine study within 2 weeks prior to registration to rule out pregnancy. A patient of childbearing potential is any patient, regardless of whether they have undergone tubal ligation, who meets the following criteria: 1) has achieved menarche at some point, 2) has not undergone a hysterectomy or bilateral oophorectomy or 3) has not been naturally postmenopausal (amenorrhea following cancer therapy does not rule out childbearing potential) for at least 24 consecutive months (i.e., has had menses at any time in the preceding 24 consecutive months).
* STEP 2: Patients of childbearing potential must use an accepted and effective method of contraception or abstain from sexual intercourse for at least one week prior to the start of treatment, and continue for 5 months after the last dose of protocol treatment. Patients must also not donate ova during this same time period.
* STEP 2: Patients must have measurable disease at the time of documented progression

  * NOTE: For patients that have undergone salvage surgery for disease recurrence, measurable disease is not required at the time of registration to Step 2
* STEP 2: Patients must have tumor measurements with CT of neck and CT of chest (or CT of neck and FDG PET/CT if standard of care) within 4 weeks prior to Step 2 registration

  * NOTE: Patients that have undergone salvage surgery for disease recurrence prior to Step 2 are not required to have measurable disease post-resection, but must have CT of neck and CT of chest (or CT of neck and FDG PET/CT if standard of care) after salvage surgery and within 4 weeks prior to step 2 registration to establish a baseline prior to nivolumab

Where it's running

  • Thomas Hospital
    Fairhope, Alabama, United States
  • Mobile Infirmary Medical Center
    Mobile, Alabama, United States
  • Anchorage Associates in Radiation Medicine
    Anchorage, Alaska, United States
  • Anchorage Radiation Therapy Center
    Anchorage, Alaska, United States
  • Alaska Breast Care and Surgery LLC
    Anchorage, Alaska, United States
  • Alaska Oncology and Hematology LLC
    Anchorage, Alaska, United States
Show 44 more locations
  • Alaska Women's Cancer Care
    Anchorage, Alaska, United States
  • Anchorage Oncology Centre
    Anchorage, Alaska, United States
  • Katmai Oncology Group
    Anchorage, Alaska, United States
  • Providence Alaska Medical Center
    Anchorage, Alaska, United States
  • Fairbanks Memorial Hospital
    Fairbanks, Alaska, United States
  • CTCA at Western Regional Medical Center
    Goodyear, Arizona, United States
  • Kingman Regional Medical Center
    Kingman, Arizona, United States
  • Cancer Center at Saint Joseph's
    Phoenix, Arizona, United States
  • Mercy Hospital Fort Smith
    Fort Smith, Arkansas, United States
  • CHI Saint Vincent Cancer Center Hot Springs
    Hot Springs, Arkansas, United States
  • Kaiser Permanente-Deer Valley Medical Center
    Antioch, California, United States
  • Mission Hope Medical Oncology - Arroyo Grande
    Arroyo Grande, California, United States
  • PCR Oncology
    Arroyo Grande, California, United States
  • Providence Saint Joseph Medical Center/Disney Family Cancer Center
    Burbank, California, United States
  • Mercy Cancer Center - Carmichael
    Carmichael, California, United States
  • Mercy San Juan Medical Center
    Carmichael, California, United States
  • Epic Care-Dublin
    Dublin, California, United States
  • Kaiser Permanente Dublin
    Dublin, California, United States
  • Mercy Cancer Center - Elk Grove
    Elk Grove, California, United States
  • Bay Area Breast Surgeons Inc
    Emeryville, California, United States
  • Epic Care Partners in Cancer Care
    Emeryville, California, United States
  • Kaiser Permanente-Fremont
    Fremont, California, United States
  • Fresno Cancer Center
    Fresno, California, United States
  • Kaiser Permanente-Fresno
    Fresno, California, United States
  • Tibor Rubin VA Medical Center
    Long Beach, California, United States
  • Contra Costa Regional Medical Center
    Martinez, California, United States
  • Mercy Cancer Center
    Merced, California, United States
  • Kaiser Permanente-Modesto
    Modesto, California, United States
  • Providence Queen of The Valley
    Napa, California, United States
  • Alta Bates Summit Medical Center - Summit Campus
    Oakland, California, United States
  • Bay Area Tumor Institute
    Oakland, California, United States
  • Kaiser Permanente Oakland-Broadway
    Oakland, California, United States
  • Kaiser Permanente-Oakland
    Oakland, California, United States
  • VA Palo Alto Health Care System
    Palo Alto, California, United States
  • Kaiser Permanente-Rancho Cordova Cancer Center
    Rancho Cordova, California, United States
  • Kaiser Permanente-Redwood City
    Redwood City, California, United States
  • Kaiser Permanente-Richmond
    Richmond, California, United States
  • Mercy Cancer Center - Rocklin
    Rocklin, California, United States
  • Rohnert Park Cancer Center
    Rohnert Park, California, United States
  • Kaiser Permanente-Roseville
    Roseville, California, United States
  • The Permanente Medical Group-Roseville Radiation Oncology
    Roseville, California, United States
  • Kaiser Permanente Downtown Commons
    Sacramento, California, United States
  • Mercy Cancer Center - Sacramento
    Sacramento, California, United States
  • South Sacramento Cancer Center
    Sacramento, California, United States

+677 more sites. See ClinicalTrials.gov for the full list.

Study contacts

  • Principal investigator: Nabil F Saba — ECOG-ACRIN Cancer Research Group

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How to take part

  1. Review the eligibility criteria above with your treating physician.
  2. Check the official listing on ClinicalTrials.gov for the latest contact details and recruitment status.
  3. Contact the study coordinator or principal investigator to ask for pre-screening. Pre-screening is free and never obligates you to enroll.
Last reviewed 2026-11-15 by the Find a Trial editorial team. Information on this page is for educational purposes and is not medical advice. Always consult qualified healthcare professionals about clinical trial participation.