Neoadjuvant oral paclitaxel with subcutaneous pertuzumab and trastuzumab for HER2-positive breast cancer
Official title: A Single-Arm Clinical Study to Evaluate the Efficacy and Safety of Neoadjuvant Oral Paclitaxel Plus Fixed-Dose Combination of Pertuzumab and Trastuzumab for Subcutaneous Injection in Patients With HER2-positive Breast Cancer
Run by Sun Yat-Sen Memorial Hospital of Sun Yat-Sen University · NCT07095023 · Data updated 2026-11-12
This trial tests whether taking oral paclitaxel together with subcutaneous pertuzumab and trastuzumab before surgery helps people with HER2-positive breast cancer achieve a complete tumor response on pathology.
Quick facts
| Study type | Interventional |
|---|---|
| Ages | 18 Years to 75 Years |
| Sex | All |
| Enrollment | 112 (estimated) |
| Sponsor | Sun Yat-Sen Memorial Hospital of Sun Yat-Sen University Academic / other |
| Drugs / interventions | pertuzumab, trastuzumab |
| Locations | 9 sites (Beijing, Beijing Municipality and 8 other locations) |
| Status | Recruiting |
| Started | August 15, 2025 |
| Main results expected | December 30, 2026 |
| Study ends | June 30, 2029 |
| Registry record updated | April 29, 2026 |
| Trial ID | NCT07095023 on ClinicalTrials.gov |
Is this trial a fit for you?
✓Likely a good fit
Adults 18–75 with histologically confirmed HER2-positive invasive breast cancer (T1c–4, N0–3, M0 except T1cN0M0), ECOG 0–1, LVEF ≥50%, and adequate blood and organ function are ideal candidates.
✕Probably not a fit
Patients with metastatic disease, the protocol-excluded very small tumors (T1cN0M0), poor cardiac function, or inadequate blood/organ counts are unlikely to benefit or be eligible.
A plain-English reading of the study's rules. Only the study team can confirm whether you qualify.
What this trial studies
OPTIMAL-BC is a multicenter, single-arm study using a Simon two-stage design that gives oral paclitaxel plus a fixed-dose subcutaneous combination of pertuzumab and trastuzumab every three weeks for six cycles prior to surgery. All participants undergo surgery according to local guidelines after completing neoadjuvant therapy. The primary endpoint is total pathological complete response (tpCR, ypT0/is, ypN0). Key eligibility includes adults 18 to 75 with HER2-positive invasive breast cancer (T1c–4, N0–3, M0, excluding T1cN0M0) and adequate cardiac and organ function.
Why it matters
Potential benefit: If successful, this regimen could increase rates of complete tumor eradication before surgery while offering a more convenient oral chemotherapy and subcutaneous antibody option.
How similar studies have gone: Prior neoadjuvant trials combining trastuzumab and pertuzumab with taxanes have improved pathological complete response rates, but using oral paclitaxel with a subcutaneous fixed-dose antibody combination is less tested and relatively novel.
Who can join: the full rules
Show full inclusion / exclusion criteria
Inclusion Criteria: Aged 18-75 years old. Histologically confirmed HER2-positive invasive breast cancer with clinical stages T1c-4, N0-3, and M0 (excluding T1cN0M0), according to the 8th American Joint Committee on Cancer (AJCC) edition BC staging system HER2 overexpression was defined as immunohistochemistry (IHC) 3+ or 2+ with HER2 gene amplification, determined by fluorescence in situ hybridization (FISH). Baseline left ventricular ejection fraction (LVEF) of ≥50%. Eastern Cooperative Oncology Group (ECOG) Performance Status 0 or 1. The functional level of major organs must meet the following requirements (no blood transfusion and no use of white blood cell, red blood cell and platelet-raising drugs within 2 weeks before the first dose): * Absolute neutrophil count ≥ 1,500/mcL * Platelets ≥ 100,000/mcL * Hemoglobin ≥ 9.0 g/dL * Total bilirubin ≤ 1.5 x upper limit of normal (ULN) * Alanine aminotransferase and aspartate aminotransferase (ALT/AST) ≤1.5×ULN * Blood urea nitrogen and serum creatinine ≤1.5×ULN * Creatinine clearance (Ccr) ≥50 ml/min (Cockcroft-Gault formula) Signature of informed consent Exclusion Criteria: * History of invasive breast cancer. Bilateral breast cancer or inflammatory breast cancer . Prior excisional and/or incisional biopsy of the primary tumor and/or axillary lymph nodes. Prior systemic therapy for breast cancer. History of life-threatening hypersensitivity reactions or known hypersensitivity to any component of the investigational drug. Participation in another clinical trial of a drug or medical device within 4 weeks prior to the first dose and/or receipt of investigational drug/device during the trial. Major surgery within 28 days prior to the first dose or planned major surgery during the study period. History of other malignancies within the past 5 years, except for carcinoma in situ of the cervix, non-melanoma skin cancer, localized prostate cancer, or ductal carcinoma in situ. Active tuberculosis or other severe infectious diseases requiring systemic treatment, including but not limited to bacteremia, severe pneumonia, and other serious infections. History of immunodeficiency or autoimmune diseases, including but not limited to HIV infection (HIV antibody positive), systemic lupus erythematosus, rheumatoid arthritis, or history of organ transplantation. History of cardiovascular or cerebrovascular diseases, including: * Unstable angina; * Clinically significant arrhythmias requiring medication; * Myocardial infarction within the past 6 months; * Heart failure or second-degree or higher atrioventricular block; * Cerebral infarction (excluding lacunar infarction) or cerebral hemorrhage within the past 6 months. Poorly controlled hypertension (systolic blood pressure \>160 mmHg and/or diastolic blood pressure \>100 mmHg despite regular medication), or history of hypertensive crisis or hypertensive encephalopathy. Unsuitability for oral administration of the investigational drug, as judged by the investigator, including: * Clinically significant or uncontrolled congenital or acquired gastrointestinal diseases; * Diseases that may affect drug administration, gastric entry, or absorption (e.g., intestinal obstruction, Crohn's disease, ulcerative colitis). Pregnant or breastfeeding women; women of childbearing potential with a positive pregnancy test at screening; or those unwilling to use effective contraception during the study and for 6 months after the last dose.
Where it's running
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Sun Yat-sen Memorial Hospital
Guangzhou, Guangdong, China Recruiting -
Peking University Cancer Hospital
Beijing, Beijing Municipality, China Not yet recruiting -
Guangdong Women and children Hospital
Guangzhou, Guangdong, China Not yet recruiting -
Cancer Hospital of Shantou University Medical College
Shantou, Guangdong, China Not yet recruiting -
Guangxi Provincial Cancer Hospital
Nanning, Guangxi, China Not yet recruiting -
The Affiliated Hospital of Guizhou Medical University
Guiyang, Guizhou, China Not yet recruiting
Show 3 more locations
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Hainan Central Hospital
Haikou, Hainan, China Not yet recruiting -
the First Affiliated Hospital of Wenzhou Medical University
Wenzhou, Zhejiang, China Not yet recruiting -
Peking University Shenzhen Hospita
Shenzhen, China Not yet recruiting
Study contacts
- Principal investigator: Qiang Liu, PhD — Sun Yat-Sen Memorial Hospital of Sun Yat-Sen University
- Study coordinator: Qiang Liu, PhD
- Email: liuqiang_sysu@163.com
- Phone: 86-13922251256
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Pre-surgery trastuzumab deruxtecan (SHR-A1811) plus pertuzumab for HER2-positive breast cancer
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How to take part
- Review the eligibility criteria above with your treating physician.
- Check the official listing on ClinicalTrials.gov for the latest contact details and recruitment status.
- Contact the study coordinator or principal investigator to ask for pre-screening. Pre-screening is free and never obligates you to enroll.