Neoadjuvant anti-PD-1 plus chemotherapy for esophageal cancer

A Single-center, Prospective Cohort Study of Neoadjuvant Anti-PD-1 Plus Chemotherapy in Locally Advanced Resectable Esophageal Squamous Cell Carcinoma

Shanghai Zhongshan Hospital · NCT05740995

This study is testing if combining a new immune therapy with chemotherapy can help people with advanced esophageal cancer do better and live longer.

Quick facts

Study typeObservational
Enrollment40 (estimated)
Ages18 Years to 75 Years
SexAll
SponsorShanghai Zhongshan Hospital (other)
Drugs / interventionschemotherapy
Locations1 site (Shanghai, Shanghai Municipality)
Trial IDNCT05740995 on ClinicalTrials.gov

What this trial studies

This study evaluates the outcomes of combining neoadjuvant anti-PD-1 therapy with chemotherapy in patients with locally advanced resectable esophageal squamous cell carcinoma (ESCC). It aims to assess therapeutic efficacy, survival benefits, and identify biological predictors of treatment response through genomic, transcriptomic, microbial, and metabolite analyses. The study employs advanced sequencing techniques and mass spectrometry to explore mechanisms of drug resistance and potential biomarkers for prognosis. It is conducted at a single center, focusing on a specific patient population with defined eligibility criteria.

Who should consider this trial

Good fit: Ideal candidates are adults aged 18 to 75 with histologically-confirmed locally advanced resectable ESCC.

Not a fit: Patients with non-resectable tumors or those outside the specified age range may not benefit from this study.

Why it matters

Potential benefit: If successful, this approach could improve treatment outcomes and survival rates for patients with locally advanced ESCC.

How similar studies have performed: Previous studies have explored neoadjuvant anti-PD-1 therapy, but the efficacy of this specific combination remains to be fully established.

Eligibility criteria

Show full inclusion / exclusion criteria
Inclusion Criteria:

1. Histologically-confirmed squamous cell carcinoma of the esophagus;
2. Tumors of the esophagus are located in the thoracic cavity;
3. Pre-treatment stage as cT3-4aN0-1M0 (AJCC/UICC 7th Edition) (In case of stage cT4a, curative resectability has to be explicitly verified by the local surgical investigator prior to randomization).
4. Age is between 18 years and 75 years,
5. Eastern Cooperative Oncology Group (ECOG) performance status 0-1;
6. Adequate cardiac function. All patients should perform ECG, and those with a cardiac history or ECG abnormality should perform echocardiography with the left ventricular ejection fraction \> 50 %;
7. Adequate respiratory function with FEV1≥1.2L, FEV1%≥50% and DLCO≥50% shown in pulmonary function tests;
8. Adequate bone marrow function (White Blood Cells \>4x10\^9 /L; Neutrophil \>2.0×10\^9 /L; Hemoglobin \> 90 g/L; platelets\>100x10\^9 /L);
9. Adequate liver function (Total bilirubin \<1.5x Upper Level of Normal (ULN); Aspartate transaminase(AST) and Alanine transaminase (ALT)\<1.5x ULN);
10. Adequate renal function (Glomerular filtration rate (CCr) \>60 ml/min; serum creatinine (SCr) ≤120 µmol/L);
11. The patient has provided written informed consent and is able to understand and comply with the study;

Exclusion Criteria:

1. Patients with non-squamous cell carcinoma histology;
2. Patients with advanced inoperable or metastatic esophageal cancer;
3. Pre-treatment stage as cT1-2N0-1M0 (AJCC/UICC 7th Edition);
4. Pre-treatment stage as cN2-3 or cT4b(non-curatively-resectable verified by the local surgical investigator, AJCC/UICC 7th Edition);
5. Patients with another previous or current malignant disease which is likely to interfere with treatment or the assessment of response in the judgement of the local surgical investigator.
6. Any patient with a significant medical condition which is thought unlikely to tolerate the therapies. Such as cardiac disease (e.g. symptomatic coronary artery disease or myocardial infarction within last 12 months), clinically-significant lung disease, clinically-significant bone marrow, liver, renal function disorder;
7. Pregnant or lactating women and fertile women who will not be using contraception during the trial;
8. Allergy to any drugs;
9. Participation in another intervention clinical trial with interference to the therapeutic intervention during this study or during the last 30 days prior to informed consent;
10. Expected lack of compliance with the protocol.

Where this trial is running

Shanghai, Shanghai Municipality

Study contacts

How to participate

  1. Review the eligibility criteria above with your treating physician.
  2. Visit the official trial page on ClinicalTrials.gov for the most current contact information and recruitment status.
  3. Contact the listed study coordinator or principal investigator to request pre-screening. Pre-screening is free and never obligates you to enroll.

View on ClinicalTrials.gov →

Conditions: Esophageal Squamous Cell Carcinoma, Neoadjuvant Chemoimmunotherapy

Last reviewed 2026-05-15 by the Find a Trial editorial team. Information on this page is for educational purposes and is not medical advice. Always consult qualified healthcare professionals about clinical trial participation.