Continuing HER-2 therapy in patients with heart dysfunction

Safety of Continuing HER-2 Directed Therapy in Overt Left Ventricular Dysfunction: A Randomized, Controlled Trial

PHASE2 · Population Health Research Institute · NCT04680442

This study is testing if people with early-stage HER-2 positive breast cancer and mild heart issues can safely continue their HER-2 treatments while taking heart medications, instead of stopping their cancer treatment.

Quick facts

PhasePHASE2
Study typeInterventional
Enrollment130 (estimated)
SexAll
SponsorPopulation Health Research Institute (other)
Drugs / interventionstrastuzumab, pertuzumab
Locations8 sites (Porto Alegre, Rio Grande do Sul and 7 other locations)
Trial IDNCT04680442 on ClinicalTrials.gov

What this trial studies

This clinical trial evaluates the safety and effectiveness of continuing HER-2 directed therapies, such as trastuzumab, pertuzumab, or trastuzumab-emtansine (T-DM1), in patients with early-stage HER-2 positive breast cancer who exhibit mild left ventricular dysfunction. Participants are randomly assigned to either continue their treatment despite heart dysfunction or follow standard guidelines that recommend discontinuation. The study aims to determine if a more aggressive treatment approach can be safely implemented while managing heart health with cardiac medications. Assessments will occur at various intervals to monitor patient outcomes over a year.

Who should consider this trial

Good fit: Ideal candidates are individuals with stage I-III HER-2 positive breast cancer who are undergoing treatment and have mild left ventricular dysfunction.

Not a fit: Patients with severe heart failure (NYHA class III or IV) or significant heart dysfunction (LVEF <40%) may not benefit from this study.

Why it matters

Potential benefit: If successful, this study could allow patients to continue effective breast cancer treatment while managing heart health, potentially improving survival rates.

How similar studies have performed: Other studies have explored similar approaches, but this specific methodology is relatively novel in the context of HER-2 directed therapy and heart dysfunction.

Eligibility criteria

Show full inclusion / exclusion criteria
Inclusion Criteria:

1. Stage I-III HER-2 positive breast cancer
2. Receiving adjuvant or neoadjuvant therapy with trastuzumab, pertuzumab, or trastuzumab-emtansine (T-DM1)
3. Evidence of left ventricular dysfunction, as defined by at least one of:

   a) LVEF \< 54% or b) LVEF ≥54% and either i) fall in LVEF of ≥15% from prior to trastuzumab, pertuzumab, or trastuzumab-emtansine (T-DM1) exposure, or ii) New York Heart Association (NYHA) class II heart failure symptoms within the past 6 months

Exclusion Criteria:

1. Current use of both angiotensin converting enzyme inhibitor (ACEI) /angiotensin receptor blocker (ARB) and beta-blocker
2. Contra-indication to both ACE-I/ARB and beta-blockers
3. NYHA class III or IV heart failure
4. LVEF \<40%
5. Systolic blood pressure \<100mmHg
6. Current or planned pregnancy or breastfeeding

Where this trial is running

Porto Alegre, Rio Grande do Sul and 7 other locations

Study contacts

How to participate

  1. Review the eligibility criteria above with your treating physician.
  2. Visit the official trial page on ClinicalTrials.gov for the most current contact information and recruitment status.
  3. Contact the listed study coordinator or principal investigator to request pre-screening. Pre-screening is free and never obligates you to enroll.

View on ClinicalTrials.gov →

Conditions: Breast Cancer, Heart Failure

Last reviewed 2026-05-15 by the Find a Trial editorial team. Information on this page is for educational purposes and is not medical advice. Always consult qualified healthcare professionals about clinical trial participation.